Carol brings over 25 years of expertise in the financial services industry, specializing in alternative investments. At Arkadios, she conducts due diligence reviews on offerings, ensuring compliance with FINRA regulations and a platform with solutions that are in the investors’ best interest. Her broad operational knowledge and experience contribute to the successful underwriting, launch, and completion of full cycle events for investment products. Carol serves as a Certified Arbitrator for FINRA’s Dispute Resolution Division.