Author Archives: syrup

Indies Managing $245 Million Switch to Arkadios from Triad

Two Pennsylvania-based advisory firms, which collectively manage $245 million, have switched their broker-dealer affiliations and registered investment advisory platforms to Atlanta-based Arkadios Capital from Triad ...

July 9, 2020

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Charlotte-Based Independent Advisory Firm Moves $110MM in Assets to Arkadios

Thompson Pratt Capital Management, LLC, a full-service wealth management firm based in Charlotte, N.C. overseeing more than $110MM in assets has moved to Arkadios Capital. ...

June 12, 2020

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Arkadios Adds HNW Wealth Practice in Western New York

Arkadios Capital has added a western New York wealth management practice with $400 million in client money, the company says. Lewiston, N.Y.-based Princeton Equity, led ...

March 9, 2020

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Arkadios Named Fastest Growing IBD by Financial Planning

Financial Planning has named Arkadios Capital the fastest growing independent broker-dealer in its annual IBD Elite survey. Arkadios Capital grew by 124% over the last ...

February 21, 2020

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Arkadios Adds Two Advisor Teams From Triad

Chicago-based Jim Walesa and New Jersey-based Rivertan Financial Group, led by Ke M. Dao, bring more than $370 million in combined assets to Arkadios. A ...

September 19, 2019

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Atlanta firm pushes into North Texas with 1031 bend

Arkadios Capital, an Atlanta independent advisory firm founded in 2016 is looking to grow its presence in Texas and has kicked off that expansion by ...

September 5, 2019

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New Jersey-based Foresight Financial Partners Joins Arkadios Capital

Financial Advisor Doubled AUM, Looks to Continue Growth with Independent Broker-Dealer Founded by Former Advisor Foresight Financial Partners, LLC, an independent wealth advisor, has moved ...

May 15, 2019

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Partner Wealth Management Firms Move Assets to Arkadios Capital

Proximity Financial Partners and KG Wealth Management, two full-service wealth management firms in Raleigh, N.C. and Olney, Md. respectively, have moved their combined assets under advisement to hybrid independent broker/dealer Arkadios. Previously ...

March 19, 2019

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Large Fixed-Income Team Goes Indie, Selects Arkadios Capital

SP Financial Moves to Independent Hybrid Broker/Dealer for Flexibility, Growth SP Financial Group, one of the largest fixed-income teams in the country servicing the independent ...

November 5, 2018

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Arkadios Capital Founder Discusses Large Hybrid RIA’s Departure from LPL

Financial Planning magazine sought out Arkadios Capital Founder David Millican for its story on one of LPL’s largest hybrid RIAs launching an independent digital platform for advisors.  ...

October 2, 2018

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